Service
FATCA/CRS reporting and remediation
Classification, documentation, and reporting workflows that reduce filing errors and improve audit readiness.
Who it is for
Who this service is designed for
We tailor scope and evidence requirements to your operating model and license mix.
- Wealth managers and brokers with cross-border client bases
- Firms with legacy onboarding and self-certification gaps
- Compliance teams facing recurring filing errors
Scope of engagement
Scope of engagement
Typical inclusions that define the engagement perimeter.
- Client classification review and gap analysis
- Self-certification remediation workflow
- Reporting logic and validation checks
- Record-keeping and audit evidence standards
Typical deliverables
Typical deliverables
Concrete outputs mapped to regulator expectations.
Account classification logic
Client segmentation and entity classification documentation.
Self-certification remediation plan
Gap analysis and remediation workflow.
Reporting workflow and QA checks
Submission timeline, validations, and audit evidence.
Record-keeping standards
Retention guidance and evidence pack.
Engagement timeline
Engagement timeline
Indicative ranges based on complexity and jurisdiction.
Client responsibilities
Client responsibilities
Inputs and collaboration required for efficient delivery.
- Provide onboarding data and tax documentation
- Confirm classification decisions and reportable entities
- Coordinate filing timelines with internal or external filing channels
- Review and approve remediation communications
What success looks like
What success looks like
Conservative outcomes we aim to achieve with your team.
- Reportable population identified and documented
- Remediation workflow implemented with clear ownership
- Reporting outputs prepared with QA evidence
- Record-keeping aligned to regulatory expectations
Process
How we deliver
A structured approach that balances speed, regulator expectations, and operational realities.
Data review
Assess client data completeness, documentation, and classification accuracy.
Workflow build
Define remediation steps, reporting cadence, and validation checks.
Submission support
Align output formats, documentation, and audit trail requirements.
Regulatory outcomes depend on evidence and regulator review
We focus on defensible documentation and controls, but regulators determine outcomes.
We support FATCA/CRS readiness and reporting workflows, but filing acceptance and regulator review outcomes are not guaranteed.
Case study
Related execution example
An anonymized engagement that reflects the scope and outcomes for this service.
Forex Brokers
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Related insights
Insights tied to this service
Relevant guidance and practical playbooks for this service area.
Best Execution Evidence for Multi-Entity Brokerages
How to build a defensible execution record without slowing trade operations.
FATCA/CRS Data Readiness Checklist
Reduce remediation by aligning onboarding data to reporting rules early.
AML Readiness Playbook for High-Growth Brokers
A practical framework to align onboarding, monitoring, and escalation without slowing client acquisition.
Building a Regulator-Ready Licensing Pack
Avoid delays by aligning governance, capital, and operational evidence before submission.
FAQ
Service questions
If you need a tailored scope, we can walk through the details.
Can you remediate incomplete self-certifications?
Yes. We design remediation workflows and communication templates to close documentation gaps.
Do you handle the submission itself?
We prepare the evidence, QA checks, and output files and can work with your filing team or vendor.
Will you align to our jurisdiction's reporting rules?
Yes. We tailor reporting logic to the applicable FATCA/CRS regime.
Next step
Scope a tailored compliance program
Book a call to discuss jurisdiction priorities, timelines, and evidence requirements.